Registration of Professional
| Fee
|
Agent for Issuer Registration Application
| $80
|
Agent for Issuer Registration Application Renewal
| $80
|
Broker-Dealer Firm Registration Application
| $200
|
Broker-Dealer Firm Registration Application Review
| $200
|
Broker-Dealer Firm Registration Renewal
| $200
|
Broker-Dealer Agent Registration Application
| $80
|
Broker-Dealer Agent Registration Renewal
| $80
|
Broker-Dealer Branch
| $80
|
Broker-Dealer Branch Renewal
| $80
|
State Investment Adviser Firm Registration Application
| $200
|
State Investment Adviser Firm Registration Application Review
| $200
|
State Investment Adviser Firm Registration Renewal
| $200
|
Investment Adviser Representative Registration Application
| $80
|
Investment Adviser Representative Registration Renewal
| $80
|
Investment Adviser Branch
| $80
|
Investment Adviser Branch Renewal
| $80
|
Federal Investment Adviser Notice Filing
| $200
|
Federal Investment Adviser Notice Filing Renewal
| $200
|
Application for Order Waiving Registration Provision
| $200
|
Examination of Broker-Dealer or Investment Adviser Office
| $100 per day per examiner
|
Contact Us
Phone: (608) 266-2139
Email: DFISecurities@dfi.wisconsin.gov