The Wisconsin Department of Financial Institutions (DFI) has the following administrative rules in promulgation.
1. Proposed rule affecting the DFI’s Division of Securities relating to extending the validity of qualification exams if certain conditions are met, creating a registration exemption for certain merger and acquisition brokers, correcting cross-references, eliminating obsolete provisions, correcting errors, and modifying the structure of existing rules in nonsubstantive ways to improve clarity and meet current drafting standards.
- To view the official documents related to the promulgation process for this rule, click here.
2. Proposed rule relating to updating certain document search and filing fees and codifying agency interpretations relating to the administration and enforcement of Ch. 202, Stats.
- To view the official documents related to the promulgation process for this rule, click here.
Contact Us
Phone: (608) 264-7800
Email: DFISecretary@dfi.wisconsin.gov
Mailing Address:
Wisconsin Department of Financial Institutions
Office of the Secretary
PO Box 8861
Madison, WI 53708-8861
Physical Address:
Wisconsin Department of Financial Institutions
Office of the Secretary
4822 Madison Yards Way, North Tower
Madison, WI 53705