The following orders were issued by the Division of Securities pursuant to Wis. Stat. s. 551.605 with respect to various securities filing requirements under the Wisconsin Uniform Securities Law and may modify or supplement the requirements of Chapter 551.
Crowdfunding Orders
Order Permitting Certain Advertising under Wis. Stat. s. 551.202(27)
Order Regarding Receipt of Commissions
Order Regarding Periodic Reports
Exemption Orders
Order Designating Nationally Recognized Securities Manual
Regulation A Orders
Order Regarding Regulation A Tier 2 Notice Filings
Regulation D Orders
Order Regarding Regulation D Late Filing Fee
Contact Us
Phone: (608) 266-2139
Email: DFISecurities@dfi.wisconsin.gov