Enforcement Administrative Orders

​​​The following enforcement administrative orders were issued by the Wisconsin Department of Financial Institutions’ Division of Securities to enforce various provisions of the Wisconsin Uniform Securities Law as found in Chapter 551​ of the Wisconsin Statutes. Signed copies of the orders associated with the following persons or entities are available in PDF format in the list below. In the Respondent(s) column, the abbreviation "aka" stands for also known as, "fka" stands for formerly known as, "pka" stands for previously known as and "dba" stands for doing business as.
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