Used for: Transactions between issuers and underwriters
Filing requirement: Self-executing. No filing or Consent to Service of Process is necessary to claim this exemption.
History: Predecessor statute Wis. Stat. s. 551.23(4) adopted on January 1, 1970. Identical to Uniform Securities Act of 1956 section 402(b)(4). Renumbered effective January 1, 2009.
Phone: (608) 266-2139