Used for: Securities issued by and representing an interest in, or a debt of, or guaranteed by a federal or state-chartered savings bank or savings and loan association
Filing requirement: Self-executing. No filing or Consent to Service of Process is necessary to claim this exemption.
Frequently asked questions:
Q: May advertisements and mass mailings be used without forfeiting the exemption?
A: Yes.
History: Predecessor statute Wis. Stat. s. 551.22(4) adopted January 1, 1970. Amended May 1992 to include federal or state savings banks. Repealed and recreated effective January 1, 2009.
Contact Us
Phone: (608) 266-2139
Email: DFISecurities@dfi.wisconsin.gov