Stock Option Plans

​​​​Statute: Wis. Stat. s. 551.202(21)​​

Used for: Offers or sales of securities to the employees or agents of the issuer or its subsidiaries pursuant to a stock option or similar benefit plan

Filing requirement: Self-executing. No filing or Consent to Service of Process is necessary to claim this exemption.

History: Predecessor exemption rule in Wis. Admin. Code s. DFI-Sec 2.02(9)(f) under Wis. Stat. s. 551.23(18) adopted January 1, 1970. Repealed and recreated effective January 1, 2009.

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